Regulatory Affairs 
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Regulatory Affairs Research
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DateDocument TypeTitle
10 Feb 2003 Regulatory Comment The Role and Function of Rating Agencies: Evolving Perceptions and the Implications for Regulatory Oversight
29 Jul 2003 Regulatory Comment Moody's Response to the SEC's Concept Release
15 Sep 2003 Regulatory Comment Moody's Comments on the Third Consultative Package of the New Basel Capital Accord
15 Sep 2003 Regulatory Comment Statement to the United States House of Representatives Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises
15 Apr 2005 Regulatory Comment 30th Annual Meeting of the International Organization of Securities Commissions Panel on The Regulation of Rating Agencies
09 Jun 2005 Regulatory Comment Moody's Comments on NRSRO Rule Proposal
15 Jun 2005 Regulatory Comment Moody's Comment to the CONSOB -- The Italian Securities Regulator - English Version
15 Jun 2005 Regulatory Comment Moody's Comment to the CONSOB -- The Italian Securities Regulator - Italian Version
22 Jul 2005 Regulatory Comment Moody's Response to Australian Securities and Investments Commission
22 Jul 2005 Regulatory Comment Moody's Comments on CESR Mandate to Review the CRA Industry
22 Jul 2005 Regulatory Comment Moodys Response to CESR Consultation Paper on CRAs
31 Aug 2005 Regulatory Comment Moody's Comment on SEC Technical Assistance
02 Dec 2005 Regulatory Comment Moody's Response to CEBS Supplementary Note
13 Mar 2007 Regulatory Comment Moody's Comments on NRSRO Rule Proposal
26 Mar 2007 Regulatory Comment Moody's Comments To Proposed Risk-Based Capital Calculation Rules For Banks in the US
18 Apr 2007 Regulatory Comment Moody's Testimony Before the Senate Subcommitte on Securities, Insurance and Investment
08 May 2007 Regulatory Comment Testimony of Warren Kornfeld - Managing Director Moody's Investors Service - Before the Subcommittee on Financial Institutions and Consumer Credit
01 Aug 2007 Regulatory Comment CESR Questionnaire Regarding The Rating Of Structured Finance Instruments
26 Sep 2007 Regulatory Comment Testimony of Michael Kanef Before the United States Senate Committee on Banking, Housing and Urban Affairs, September 26, 2007
15 Nov 2007 Regulatory Comment Moody's Written Evidence Submitted to the UK Parliament's Treasury Committee
13 Dec 2007 Regulatory Comment Moody's Investors Service Response to CESR Expert Group on Credit Rating Agencies
12 Feb 2008 Regulatory Comment Moody's Investors Service Written Submission to The Finance Committee of the Bundestag (English)
12 Feb 2008 Regulatory Comment Moody's Investors Service Written Submission to The Finance Committee of the Bundestag (German)
12 Mar 2008 Regulatory Comment Testimony of Laura Levenstein before the United States House of Representatives Committee on Financial Services
01 Apr 2008 Regulatory Comment Joint Response to the Committee of European Securities Regulators ("CESR") Expert Group on Credit Rating Agencies' Consultation Paper on the Role of Credit Rating Agencies in Structured Finance (from A.M. Best Company, Inc., DBRS Limited, Fitch, Inc., Moo
22 Apr 2008 Regulatory Comment Testimony of Claire Robinson Before the United States Senate Committee on Banking, Housing and Urban Affairs, April 22, 2008
08 May 2008 Regulatory Comment Joint Response to the Technical Committee of the International Organization of Securities Commissions' Consultation Report on the Role of Credit Rating Agencies in Structured Finance Markets
29 Jul 2008 Regulatory Comment Comments of Moody's Investors Service on SEC's Proposed Amendments to NRSRO Rules
05 Sep 2008 Regulatory Comment Comments of Moody's Investors Service on the European Commission's Proposal for a Draft Regulation/Directive on Credit Rating Agencies
05 Sep 2008 Regulatory Comment Comments of Moody's Investors Service on SEC's Proposals Regarding References to Ratings of NRSROs
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